Galvin Legal, PLLC

Galvin Legal is a full service securities litigation, arbitration, and mediation law firm that focuses on the representation of investors who have been defrauded by their broker-dealer, financial advisors with employment related litigation and promissory note issues, and broker-dealers requiring regulatory defense, compliance consulting, and other legal services. Galvin Legal is a national securities arbitration, mediation, Securities Fraud , and investor protection law practice.

GALVIN LEGAL, PLLC's Securities Attorney - Securities Lawyer - Investment Attorney - Investment Lawyer, James P. Galvin, has years of experience in the financial industry. This experience provides him with a unique perspective when providing legal services and counseling to clients in matters concerning the financial industry.

FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer's knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer's losses in a FINRA arbitration claim.

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